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Read Ahead Information

General Reading, Working Group 2 and Working Group 3

General Reading

Strategic Information Warfare: A New Face of War Roger C. Molander, Andrew S. Riddile, Peter A. Wilson

This report summarizes research performed by RAND for the Office of the Assistant Secretary of Defense (Command, Control, Communications and Intelligence). The objective of this effort was to garner perspectives on a broad range of potential national security issues related to the evolving concept of information warfare, with a particular emphasis on the defensive aspects of what is characterized in the report as "strategic information warfare." The study was undertaken in recognition that future U.S. national security strategy is likely to be profoundly affected by the ongoing rapid evolution of cyberspace--the global information infrastructure--and in this context by the growing dependence of the U.S. military and other national institutions and infrastructures on potentially vulnerable elements of the U.S. national information infrastructure.

http://www.rand.org/publications/MR/MR661/

Recommendations of the Defense Science Board

http://www.rand.org/publications/MR/MR1251/MR1251.AppJ.pdf

General web page on joint doctrine

http://www.dtic.mil/doctrine/

Joint Doctrine 3-13 Joint Doctrine for Information Operations

http://www.dtic.mil/doctrine/jel/new_pubs/jp3_13.pdf

General reading list of Information Warfare & Information Operations (IW/IO)at NPS

http://web.nps.navy.mil/~library/bibs/IWtoc.htm

General reading list of Information Warfare & Information Operations (IW/IO) Doctrine
A Bibliography Doctrinal Publications Links to all available service doctrine from NPS

http://www.nps.edu/Library/Research/Bibliographies/IWIO/IWallrev2007.pdf.pdf

From above page:

Joint Publications

Joint Pub 3-13 -- Joint Doctrine for Information Operations
http://www.dtic.mil/doctrine/jel/new_pubs/jp3_13.pdf

Joint Pub 3-13.1 -- Joint Doctrine for Command and Control Warfare (C2W)
http://www.dtic.mil/doctrine/jel/new_pubs/jp3_13_1.pdf

Joint Pub 3-53 -- Doctrine for Joint Psychological Operations
http://www.dtic.mil/doctrine/jel/new_pubs/jp3_53.pdf

 Joint Pub 3-58 – Joint Doctrine for Military Deception
 http://www.dtic.mil/doctrine/jel/new_pubs/jp3_58.pdf

US Air Force Doctrine pubs

AFDD 2-5 Information Operations -- http://www.doctrine.af.mil/Library/document.asp?doc=2-5

http://www.doctrine.af.mil/Library/Doctrine/afdd2-5.pdf

AFDD 2-5.1 Electronic Warfare Operations
http://www.doctrine.af.mil/Library/Document.asp?Doc=2-5.1

http://www.doctrine.af.mil/Library/Doctrine/afdd2-5-1.pdf

AFDD 2-5.3 Psychological Operations
http://www.doctrine.af.mil/Library/document.asp?doc=2-5.3

http://www.doctrine.af.mil/Library/Doctrine/afdd2-5-3.pdf

US Army Doctrine Pubs

FM 100-6 Information Operations
http://155.217.58.58/cgi-bin/atdl.dll/fm/100-6/toc.htm

US Marine Corps Doctrine Pubs

MCDP 6 Command and Control
http://www.doctrine.quantico.usmc.mil/pdf/mpdpub6.pdf



Directives and Instructions

Department of Defense Directive 3600.1, Information Operations
OPNAVINST 3430.25 Information Warfare and Command and Control
http://neds.nebt.daps.mil/Directives/3430_25.pdf

OPNAVINST 3430.26 Implementing Instruction for Information Warfare/Command and Control Warfare (IW/C2W)
http://neds.nebt.daps.mil/Directives/3430_26.pdf

OPNAVINST 3434.1 Psychological Operations
http://neds.nebt.daps.mil/Directives/3434_1.pdf

PDD 63 [Presidential Decision Directive] -- Protecting America's Critical Infrastructures
http://www.fas.org/irp/offdocs/pdd-63.htm

and White Paper -- http://www.fas.org/irp/offdocs/paper598.htm

Information Operations, MCWP 3-36, US Marine Corps, Draft 2-27-01. pdf. file

“Towards an Analytical Methodology for Considering Complex, Poorly Defined Problems” Kurt A. Richardson DERA 1998. pdf file

“A Guide to Best Practices In C2 Assessment”, J. Moffat, G. L. Mathieson, D. Shirley, DERA/CDA/SEA/AIR/WP000061, August 1999. pdf.file

Australian Forces Documents: (Note download time can be slow)

Subjective Factors in Combat Simulation: Correlation between Fear and the Perception of Threat, R. A. Russell, J. W. Russell and K. K. Benke, DSTO-TR-0410, September 1996

The performance of combat simulators may be improved if it were possible to include the effect of emotional states and physiological conditions (such as fear, anxiety, courage, smell or hearing). It has been reported that battlefield effectiveness is generally lower than the level predicted by trials and exercises. This may be due in part to the fact that data based on quantitative evaluations of combat performance rarely include detailed information on human factors. http://www.dsto.defence.gov.au/corporate/reports/DSTO-TR-0410.pdf

A Methodology for Measuring the Physiological Strain of Enhanced Soldiers: The 1998 Soldier Combat System Enhancement Study, Denys Amos, James D. Cotter, Wai-Man Lau and Christopher H. Forbes-Ewan, DSTO-TR-0747, November 1998

http://www.dsto.defence.gov.au/corporate/reports/DSTO-TR-0747.pdf

An Application of Checkland's Soft Systems Methodology to the Development of a Military Information Operations Capability for the Australian Defence Force, R. J. Staker, DSTO-TN-0183, March, 1999

Military Information Operations focus on the decision-making aspects of warfare and operations other than war. There can be considered to be three aspects to such operations: attack, defense and support. The objective of offensive operations of this kind is to diminish an adversary commander's ability to accurately direct his forces in a timely manner, and hence to reduce his warfighting effectiveness, ideally to such an extent that he is forced to capitulate. On the other hand, the objective of defensive operations is to protect the decision-making processes of friendly commanders from such attack. Support operations are common activities required for both attack and defense. http://www.dsto.defence.gov.au/corporate/reports/DSTO-TN-0183.pdf

Smart Cards and PC Cards, Marie Henderson,DSTO-TR-0774, February 1999

This document introduces both smart cards and PC cards and covers some of their relevant applications to information security. This includes their use in access control, as portable secure storage for cryptographic keys and for computing cryptographic functions. The aim of this document is to highlight the differences between the two card formats and to indicate their respective advantages and disadvantages.
The intention is to assist organisations, implementing solutions utilising either format, to select the best option. http://www.dsto.defence.gov.au/corporate/reports/DSTO-TR-0774.pdf


Network Control and Management Architectural Framework Supporting Military Quality of Service, Marek Kwiatkowski , DSTO-TR-0871, September 1999

The growing demand for multimedia/multiparty services and their rapid design, deployment and modification is apparent in the ADF. To fulfil this requirement a high bandwidth (i.e. hundreds of Mbit/s) fixed core network with medium bandwidth (i.e. tens of Mbit/s) mostly satellite links to the tactical domain are being built. Packet/cell switching technologies will be used in this interconnected environment due to their more flexible bandwidth allocation, simpler control and better adaptability to bursty traffic than circuit switching counterparts. http://www.dsto.defence.gov.au/corporate/reports/DSTO-TR-0871.pdf

Achieving Systemic Information Operations for Australian Defence, R. J. Staker, DSTO-TN-0235,October 1999

This document describes a proposed program of research into theories, methodologies and techniques appropriate to achieving a systemic Military Information Operations capability for the Australian Defence Force. The methodologies that are identified as of potential value include both so-called soft methodologies as well as rigorous quantitative methodologies. Soft methodologies are included in recognition of the fact that human factors are of pivotal significance in addressing the impact of Information Operations. In fact, it is proposed that soft methodologies play the primary role in analysis, with rigorous quantitative methodologies having only a subservient, but complementary, role. For example, they may be used to test the internal consistency and feasibility of conclusions arising from the application of soft methodologies. They may also assist in clarifying the implications of various available decision options. http://www.dsto.defence.gov.au/corporate/reports/DSTO-TN-0235.pdf

Military Information Operations Analysis Using Influence Diagrams And Coloured Petri Nets Document, R.J.Staker, DSTO-TR-0914, December,1999

This report describes who Influence Diagrams, Coloured Petri Net models and related techniques may be used to analyse certain aspects of Military Information Operations. An example is employed to facilitate the exposition of these techniques. The example used is a much simplified representation of a military command organisation. The objective of the report is to provide theory, methods and techniques to support the assessment of the effect of Military Information Operations on such organisations. The simplicity of the example permits the basic concepts to be clearly conveyed. They may readily be extended to the analysis of more complex examples as required. http://www.dsto.defence.gov.au/corporate/reports/DSTO-TR-0914.pdf

Representing Uncertainties Using Bayesian Networks, Balaram Das, DSTO-TR-0918, December 1999

The work reported here was undertaken in relation to a broader task which is aimed at providing better tools and techniques in aid of command, control, communications and intelligence (C3I). The task plan places major emphasis on using the techniques of modelling and simulation in the analysis and resolution of C3I problems. A crucial problem that decision makers face in any C3I process is the problem of uncertainty. Here we use Bayesian networks to model uncertainty and reason about it in both a qualitative and a quantitative manner. It is hoped that the tools developed here would be integrated with other existing simulation tools to provide a refined and more versatile modelling environment and decision aid package. http://www.dsto.defence.gov.au/corporate/reports/DSTO-TR-0918.pdf

Information Superiority, Network Centric Warfare and the Knowledge Edge, Martin Burke, DSTO-TR-0997, July 2000

The report notes that a socio-cultural phenomenon has occurred in the Defence community whereby it is has become commonplace for the assumption to be made that success in various types of modern warfare will be assured if Information Superiority can be achieved. In an attempt to redress this phenomenon, it presents outline arguments that suggest that this assumption is fallacious. The arguments are constructed using ideas drawn from prominent Defence publications. Definitions and explanations of fundamental concepts are provided as appropriate. http://www.dsto.defence.gov.au/corporate/reports/DSTO-TR-0997.pdf

Thinking Together: New Forms of Thought System for a Revolution in Military Affairs, Martin Burke, DSTO-RR-0173, July 2000

Toffler and Toffler have introduced the notion of War and Anti-War as a new way of thinking about military conflict and its avoidance, [Toffler and Toffler 1993]. They foresee that advances in information and telecommunications technologies will lead to Knowledge Warfare and Anti-Warfare (KWAW) being the pre-eminent Defence issue in the twenty-first century. They introduce the idea of Thinking Systems as entities in which groups of people act as knowledge agents supported by networks of information and data systems. They discuss how KWAW concerns the interaction of allies' and adversaries' Thinking Systems.
This paper addresses the same domain as Toffler and Toffler. However, by adopting an architectural perspective, it conceptualises the domain in a markedly different way; this affords various significant new insights that are of potential Defence significance. http://www.dsto.defence.gov.au/corporate/reports/DSTO-RR-0173.pdf 

Thought Systems and Network Centric Warfare, Martin Burke, DSTO-RR-0177, July 2000

This paper summarises the conceptualisation, ie the system of ideas, of the domain of Thought Systems presented in Thinking Together. Simple architectural techniques are used to assist the reader to develop an understanding of the distinguishing features of the concepts involved that is sufficient to grasp the nature of the arguments relating to Thought Systems and TWAW developed elsewhere. Illustrative examples are outlined to indicate how the conceptualisation can be applied in this respect. http://www.dsto.defence.gov.au/corporate/reports/DSTO-RR-0177.pdf

Development of Simulation Services to Support Military Experimentation, Andrew Au, John Best, Peter Clark, Moira Chin, Jennie Clothier, Mike Davies, Richard Davis, Anthony Finn, David Fogg, Anne-Marie Grisogono, Richard Hodge, Rick Nunes-Vaz, Noel Martin, Mather Mason, Simon Oldfield, Helen Pongracic, Peter Ryan, Jason Scholz, Marcel Scholz, Jon Vaughan, Paul Whitbread, Gina Kingston and Cliff White,  DSTO-GD-0270, January 2001

One certainty for the future of warfare is change. To be prepared for tomorrow's new challenges, Defence requires organisational flexibility and innovation. A Joint Synthetic Environment (JSE) may facilitate this capacity for change and innovation across Defence. A JSE would link existing and emerging synthetic environments such virtual air, land and maritime platforms; C4ISR, EW and IO simulations developed in DSTO, industry and by our allies through the use of interoperable standards and simulation services based on High Level Architecture (HLA). http://www.dsto.defence.gov.au/corporate/reports/DSTO-GD-0270.pdf

Aspects of Command and Control System Vulnerability Analysis, Lewis Warren,  DSTO-TR-1123, March 2001

Vulnerability analysis of military command and control (C2) systems is an increasingly important field of study as awareness grows of the leverage that Information Operations can provide in adversarial conflicts. However, there are many kinds of vulnerability analysis and which is the appropriate form for any given C2 situation is not always obvious. Initially, the concept of nodal criticality is examined and several types of criticality are described so that the most appropriate version for a given C2 situation can be assessed. Next, C2 system vulnerability is discussed based on elemental dysfunctions of diverse types. The Failure Modes, Effects and Criticality Analysis technique of systems engineering is described for evaluating system vulnerability based on the potential combination of diverse elemental dysfunctions. Finally, the concept of C2 network dependability is discussed based on combinatorial network communication failures. Two types of failure likelihood measure are applied in the network combinatorial computations: the conventional probabilistic failure likelihood, and the possibilistic likelihood measure. http://www.dsto.defence.gov.au/corporate/reports/DSTO-TR-1123.pdf

IDDM: Intrusion Detection using Data Mining Techniques, Tamas Abraham,Number: DSTO-GD-0286,May 2001

The IDDM project investigates the potential use of the data mining paradigm in near real-time intrusion detection in order to develop techniques for the defence of computing networks. http://www.dsto.defence.gov.au/corporate/reports/DSTO-GD-0286.pdf

A number of other interesting papers can be found by going to http://www.dsto.defence.gov.au/ and searching on “Information Operations” and “Information Warfare”

 

Working Group 2: Intel/Decision Support Tools
Co- Chairs: Crisanna Shackelford, Mary Pace, Mike Doyle, Gary Waag

The IATAC IA M&S State of the Art Report
 http://iac.dtic.mil/iatac/products_services/reports/modeling_simulation_soar.htm

The 2000 Spring Simulation Interoperability Workshop's IO-ISR Forum,  focusing on papers:
00S-SIW-048: Information Operations M&S: An Overview of Recent Activities and a Role for Standards
00S-SIW-144: The Need for, and Design of, an IO Federation of Simulations http://www.sisostds.org/siw/00spring/scripts/show_abstract.cfm?forum_id=57&order_by=Papers.Paper_Num&abbrev=IO%2DISR&process=Presentations
 

The 2000 Fall Simulation Interoperability Workshop's IO-ISR Forum, focusing on papers:
00F-SIW-001: REQUIREMENTS AND ISSUES IN CYBERWARFARE SIMULATION
SPEAKER_003: DARPA's Wargaming the Asymmetric Environment Program
SPEAKER_048: Wargaming the Asymmetric Environment
SPEAKER_092: AFIWC's Information Operations - Invited Speaker http://www.sisostds.org/siw/00fall/scripts/show_abstract.cfm?forum_id=57&order_by=Papers.Paper_Num&abbrev=IO%2DISR&process=Presentations

The 2001 Fall Simulation Interoperability Workshop's IO-ISR Forum,  focusing on paper:
01F-SIW-118: Grand Challenges in Modeling & Simulation for Information, Effects-Based, and Crisis Operations
http://www.sisostds.org/siw/01fall/scripts/show_abstract.cfm?forum_id=57&order_by=Papers.Paper_Num&abbrev=IO%2DISR&process=Presentations

Fred Cohen's paper entitled, "Simulating Cyber Attacks, Defenses, and Consequences" http://all.net/journal/ntb/simulate/simulate.html

Protecting the Homeland: Report of the Defense Science Board Task Force on DEFENSIVE INFORMATION OPERATIONS, 2000 Summer Study, Volume II http://hipaa.unhca.com:8080/books/iw/cryptome.org-dio/cryptome.org/dio/dio.htm

TOWARDS A GAME THEORY MODEL OF INFORMATION WARFARE  by David A. Burke http://hipaa.unhca.com:8080/books/iw/iwarstuff/www.au.af.mil/au/database/research/ay2000/afit/afit-gss-lal-99d-1.htm

 

Working Group 3: Defending Information
Lt Col Greg McIntyre, OSD/PA&E  & Dr. W. James Chrissis, AFIT/ENS

(to include defending information, and sectors/organizations beyond government/military)

State of the Art: Modeling & Simulation for Information Assurance

http://iac.dtic.mil/iatac/products_services/soars_main.htm

http://www.psycom.net/iwar.1.html  Lots of references, some useful and applicable

http://www.aracnet.com/~kea/info_war.html A general bibliography

Alberts, D.S., "Defensive Information Warfare", NDU Press Book, National Defense University, August 1996.(html)

An online book best summarized in it's introduction written by Ervin J. Rokke: "In this treatise on defensive information warfare, Dr. David Alberts reviews one immediate, if narrowly focused challenge. The threat of information attacks, that is, "attacks on decision makers, the information and information-based processes they rely on, and their means of communicating their decisions," currently exists. With actual and potential practitioners covering a broad spectrum of sophistication and resources, it's a phenomenon which cannot be denied. In a very real sense, a new answer has emerged to a fundamental question in international politics: "What are the capabilities of the players?"

Crawford, G.A., "Information Warfare: New Roles for Information Systems in Military Operations", Air Chronicles. (69 KB)

Unique discussion of various aspects of information warfare: How does information warfare fit into a commander's decisions (OODA loop) and components (hardware and software) involved the challenge of controlling a potential information conflict.

Fredericks, B., "Information Warfare: The Organizational Dimension", Sun Tzu Art of War in Information Warfare Compendium, Institute for National. Strategic Studies, National Defense University, 1997. (42 KB)

"This paper specifically addresses the role of organizations as an essential element in developing and implementing a viable IW strategy. To provide a common reference point, the paper begins by defining IW. Next it analyzes the progress achieved to date in institutionalizing IW by assigning responsibility to specific organizations. Both the progress achieved within DOD and the significant challenges remaining to be overcome at the interagency level are examined. The paper concludes with a set of recommendations on how to better organize the IW effort and enable it to emerge as a decisive element of U.S. national security strategy in the 21st century."

Garigue, R., "Information Warfare: Developing a Conceptual Framework", Draft Discussion Paper. (html)

http://superior.carleton.ca/~rgarigue/

Develops a basic foundation of information and its role in warfare by proposing a 'conceptual analysis framework'.

General Accounting Office (GAO), "GAO Executive Report - B-266140", Report to the Committee on Governmental Affairs, U.S. Senate, May 22, 1996. (83 KB)

Detailed report on attacks to U.S. Department of Defense computer systems with recommendations for improved security.

"Information Security - Computer Attacks at Department of Defense Pose Increasing Risks", GAO Report to Congressional Requesters, GAO/AIMD-96-84, May 1996. (86 KB)

http://www.ja.net/CERT/USA_GAO/GAO-AIMD-96-84/ai96084.htm

Congressional Report on intruder penetrations into DoD systems. Documents several specific examples, discusses current measures to limit access and make recommendations for further improvements.

Stein, G.J., "Information Warfare" , Airpower Journal, Spring 1995. (33 KB)

A general overview of information warfare with historical military context.

http://www.airpower.maxwell.af.mil/airchronicles/apj/stein.html

Westwood, C.J., "Military Information Operations in a Conventional Warfare Environment", APCS Paper Number 47, Air Power Studies Centre, Royal Australian Air Force.(72 KB)

http://www.defence.gov.au/aerospacecentre/publish/paper47.htm

The author introduces the concept of Military Information Operations (MIO) which is defined as the information tools and techniques used as weapons against conventional military operations. Of particular interest is the analysis of The Principles of Information Operations.

Wilson, M., "Hardwar, Softwar, Wetwar: Operational Objectives of Information Warfare". e-Prints, Federation of American Scientists, 1995. (18 KB)

http://www.fas.org/cp/eprint/96/hswwar.htm

Interesting discussion of IW threats and how they may affect society. Mr. Wilson discusses IW threats other than Denial of Service.

 http://www.psycom.net/iwar.2.html    Glossary of terms.

http://csrc.nist.gov/cc/ccv20/ccv2list.htm

The Common Criteria for Information Technology Security Evaluation (CC) version 2.1:
The Common Criteria Implementation Board (CCIB), working in cooperation with the International Organization for Standardization (ISO), has completed all technical development of the CC based on trial-use and public review. The CC version 2.1 and its ISO clone, International Standard (IS) 15408 are both available for full use.

Interpol information : http://www.interpol.int/Public/TechnologyCrime/CrimePrev/ITSecurity.asp 

Carnegie-Mellon SEI organization: http://www.cert.org/

CORNERSTONES OF INFORMATION WARFARE: http://www.infowar.com/mil_c4i/mil_c4ia.html-ssi (USAF publication)

Operations Research Methods for Information Operations - Colleague Letter

Operations Research Methods for Information Operations - Terms of Reference

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