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MORS Workshop: Homeland Security-Homeland Defense Decision Support
JHU/APL, Laurel, Maryland
15 November – 17 November 2005

Terms of Reference
(Last Updated 14 July 2005)

1. Background

Since the September 11, 2001 terrorist attacks on the World Trade Center, there have been major efforts in the United States to secure the homeland, particularly with the establishment of the Department of Homeland Security (DHS) and the establishment of US Northern Command (NORTHCOM) within the Department of Defense.  From a DoD point of view, DoD is tasked to: 1) conduct operations to deter, prevent, and defeat threats and aggression aimed at the United States, and 2) provide military assistance to civil authorities including consequence management operations, when directed.  There are many impacts on DoD in executing the homeland defense mission.  For example, the force structure impact of homeland defense operations on other combatant commands; the identification of critical infrastructure; consequence management support; air and missile defense; land and border security; and transportation.  Equally important are the many challenges in identifying and quantifying how DoD interfaces with civil authorities, since, in many situations, the civil authorities will have lead responsibility and DoD will be in a supporting role.  Likewise, there are many challenges for DHS in determining when DoD support may be required and knowing what capabilities DoD can bring to “the fight.”  As a result, it is extremely important that both DHS (HSI, etc.) and DoD (NORTHCOM, etc.) understand each others’ capabilities and understand each others’ ability to quantitatively articulate these capabilities.   The synergism between all HLS/HLD organizations is vitally important to the security and defense of our homeland.  The bottom line is that the value of analysts who support our homeland security and homeland defense organizations has and will continue to be a significant force multiplier in these efforts.

Out of a homeland defense working group formed at the Dec 2004 MORS GWOT workshop, a number of specific areas were identified as being of major importance and interest in supporting forces being used to secure and defend the homeland.  These include:

Maritime, Land and Border Security

Identification and Protection of Critical Infrastructure

Air and Missile Defense

Potential Scenarios

2. Sponsor Interest

All sponsors have expressed a strong interest in this workshop.

3. Goals and Objectives

The goal of this meeting is to provide an opportunity to bring together a multi-disciplined team of Homeland Security (HLS) and Homeland Defense (HLD) representatives and analysts in a forum for discussing tools and metrics being used by both organizations and to help identify critical analytic issues and capabilities.  The workshop will identify areas where analytic efforts overlap, where decision support tools exist in one community and not the other, and where there is a lack of decision tools in both communities to address key issues and questions.  The result will be the expansion of the envelope on quantitative decision support to secure and defend the homeland.

Each working group will consider the following overarching issues: 

 

Key areas: critical analytic issues, current and projected analytic capabilities, opportunities for cooperative analysis, current assessment techniques, tool sets and models, data repositories/sources, and analysis gaps/shortfalls. 
Threads: interoperability, communications requirements, connectivity and shared database access. 
Sharing: specific common tools for sharing between DHS and DoD
Metrics: most appropriate to measure homeland security and homeland defense effectiveness

4. Approach

a. Mini-Symposium – The meeting will commence with a mini-symposium format that will include operational based discussions as well as a panel discussion.  The purpose of this portion is to bring all participants up to speed on the state of the practice and frame the analytical challenges and issues for the working groups. 

Keynote Presentation – (~ 1 hour presentation, including time for questions)

Panel Discussion – (~ 1 ½ panel, including time for questions)

Guest Speaker – (~ 1 hour presentation, including time for questions)

b. Workshop – The Mini-Symposium will be followed by a two-day workshop where participants will meet in working groups to further examine specific topics, including discussing the overarching issues of the Workshop.  Working groups will prepare a report on their activities to present to other workshop participants at the last session of the workshop.  The workshop attendees will be organized into six working groups plus a synthesis group.  The working group structure is detailed below.

WG-1 Maritime SecurityIn the accelerating global economy, maritime trade will continue to serve as the life blood of this nation.  Maritime security must be finely balance with unimpeded trade for this economy to flourish.  As evidenced by the Long Beach, CA dockworker strikes, shutting-down US ports can cause a daily multi-billion dollar loss to the global economy.  The National Maritime Security Strategy directs that we engage threats to the nation as early and as far from US shores as possible.  This working group will identify tools, models, methods and metrics that will focus on measuring and predicting:

Layered Defense in Depth - Homeland Defense or Homeland Security?

Quantifying and Mitigating Maritime Risk

Maritime Domain Awareness

 

WG-2 Transportation—Identify maritime, land and air transportation tools, models, methods and metrics. This working group will focus on assessing the impact of HLD/HLS on the Defense Transportation System (DTS).  Has the HLD/HLS community defined transportations requirements well enough to support analyses?  How will USTRANSOM balance the requirements of HLD/HLS and still meet the requirements of the other Combatant Commanders?  Compare total DTS requirement against total DTS capability.  Determine the analytical tools required to perform the analyses; can data be shared among agencies?  Identify metrics to be used to define success.

 WG-3 Air and Missile Defense  As the global war on terrorism continues we face an uncertain environment in regards to which non state actors will be developing and deploying cruise and ballistic missile capabilities in order to attack the United States. As such some of these threats create the potential for use of Weapons of Mass Destruction (WMD) against our homeland. In light of these issues, the need to balance the risk associated with the development of a robust Air and Missile Defense system, both tactical and strategic, is absolutely necessary. These systems and command structure must provide the ability to defeat any threat with specific focus on Homeland Defense.  Analysis that is ongoing and planned is critical in the evaluation of the appropriate systems to defeat the ever-changing complexion of Air and Missile Defense. The pillars of Attack Operations, Active Defense, Passive Defense, Battle Management/Command, Control, Communications, and Computers (BM/C4I) and the cooperation between DoD and DHS provide us the areas to focus our efforts and evaluating the concepts for defense of our Homeland against these genera of threat. As such the working group will provide special focus in the areas of:

Analysis of force structure implications of providing Air and Ballistic Missile Defense to the Homeland

Ongoing and planned analysis in the areas of Cruise Missile and Short Range Ballistic Missile Defense from the sea (maritime platforms such as container and break bulk cargo ships)

Weapons of Mass Effects,

Battle Management//Command, Control, Communications, Computers and Intelligence(BMC4I),

Active Attack Operations,

Passive Defense

Interagency cooperation in this mission area (DoD to DHS to State and Local)

 

WG-4 Land Defense — The DoD Homeland Security Joint Operating Concept  (HLS JOC) defines National Land Defense as: “All measures of HLD taken to detect, deter, prevent, defeat, or nullify hostile land threats against US territory, domestic population, and critical infrastructure.”  Short of a Presidential directed DoD response to an invasion of the Homeland, the land defense mission remains an inherent protection and law enforcement responsibility of DoD’s interagency partners.  Military involvement will be part of a synchronized strategic approach involving federal, state, and local resources to defeat or otherwise respond to any adversary threat to the homeland.  The focus of WG-4 will be to identify useful measures of effectiveness to evaluate the National Land Defense mission area and to identify interfaces between the Homeland Security (HLS) and Homeland Defense (HLD) arenas.  Our primary areas of emphasis will be:

Protection of locations/resources identified as elements of Critical Infrastructure

Force and installation protection

Border Security

DoD support of civilian law enforcement and counterterrorism authorities consistent with US law

Availability and use of appropriately sized, trained, equipped, and ready quick reaction forces (QRFs) and rapid reaction forces (RRFs)

WG-5 Consequence Management — Effective consequence management may be considered in terms of the three phases listed below, each contributing to the other.  Attention to each of these focus areas will be based on participants’ primary areas of interest, requirements and capabilities.

1. Preparedness (includes training, planning, public awareness)

Training MOEs will necessarily be written in terms of “how well do training exercises and drills improve response and recovery performance (how much faster, how much more safely, how much more adaptable are teams, etc.)?”

Planning MOEs:  How robust is the incident command/communications structure? 

Public awareness MOEs:  How quickly can the public be alerted to the disaster?  How quickly can car and foot traffic be re-routed away from the disaster? 

2. Response (1st 72 hours; save lives, relieve suffering, prevent further disaster)

How quickly can incident command post be set up? 

How detailed, and up-to-date, is the geographic/infrastructure “database” (needed to help set up triage sites, temporary water/food/shelter stations)?  How quickly, and correctly, can follow-on effects of initial attack be predicted (for example use of plume models)?

How quickly can debris blocking emergency vehicles (land, water, or air) be removed?

3. Recovery phase (follows response phase; return state and citizens to normal conditions; emphasis on cleanup and returning people to normal activities)

How accurately can the medical community predict the spread of airborne particulates, microorganisms?

How quickly can power grids (transportation networks, etc.) be returned to pre-incident status?

How well can costs for removal of debris be estimated?

WG-6 Scenario Development  The focus for this working group will be to help decision makers assess current and future scenarios, understand the scenario development process, and examine ways to make future homeland defense scenarios more useful for analysis. The global war on terrorism and defense of the homeland confront scenario developers with unique challenges. In previous analytical efforts, a scenario for a traditional campaign began with an enemy incursion against an ally’s territory and ended with a carefully scripted US concept of operations for swiftly defeating that enemy. In these traditional scenarios, the choice of CONOPS -- the initiative of how we bring the fight to the enemy -- always remained with the US coalition.  However, when we consider scenarios for defending the homeland, the nature of the potential conflict places the initiative squarely in the hands of the attacker, and places US forces in a reactive mode. Moreover, since the initiative is in the hands of the enemy, a single scenario for homeland defense might fail to capture the countless ways an enemy could choose to attack the homeland, and any “scenario” may end up a set of possible avenues for that attack. Further complicating the scenario problem, the distinctions between “Homeland Defense” and “Homeland Security” introduce technical and legal definition problems that make it more difficult to author a scenario on which to ground analyses of the range of Homeland Defense challenges.  Given these challenges, the Scenario Development working group will focus on the following questions:

What are the analytic questions we want a scenario to frame for us?

Will analysis of Homeland Defense differ from traditional analyses? If so, how?

How can we avoid ceding the analytic initiative to the other side?

How do we appropriately incorporate features of Homeland Security in a Homeland Defense scenario?

Is a “representative sample” of attack options sufficient and appropriate for analysis?

Synthesis Group—The synthesis group will bring together the work of the six working groups and develop the overall recommendations from the analysis community to the individual service operations analysts.  As well, this group will provide inputs and recommendations on development of analytic support to the HLS and HLD communities.

These working groups are not mutually exclusive, and this is deliberate.  Explicitly introducing overlap between the working groups provides synthesis points for integrating the conclusions from each, and reduces the probability that major ideas will “fall through the cracks” between the workshop topics.

5. Attendees

a. Attendance will be by invitation only.  Attendees will include invited experts from the Department of Homeland Security, US Northern Command, OSD, all Services, the Joint Staff, University Affiliated Research Centers, Federally Funded Research and Development Centers, operational commanders, DoD contractors and others.  Workshop chairs will control membership of their sessions in conjunction with the Organizing Committee.  Attendance will be limited to 200 people.

b. Working Groups (WGs) will be led by a Chair, one to three Co-Chairs and an Advisor.  This leadership group will be comprised of all MORSians or a combination of MORSians and Subject Matter Experts (SMEs).  The responsibilities of this team include:

(1) Chair –

(a) Dynamic individual that is a SME in the WG topic

(b) Solicits analysts and operators in the field to participate in the WG

(c) Guides the WG during the Workshop

(d) Challenged to provide the “substance” of the special meeting WG

(e) Develops the WG’s final product

(2) Co-Chair – Individual interested in WG topic; assist Chair as Chair requests

(3) Advisor – Individual that is a SME in the operational side of the WG topic; assists Chair in WG membership, provides perspective during Workshop, and assists Chair as requested

c. Another key group of individuals during the Workshop is the Synthesis Group.  This group will provide representation to each of the WGs and assist the Workshop Chairs consolidating the working group results and developing overall assessments/ recommendations from the analysis community.

6. Deliverables

Several products will be generated from the workshop:

An Executive Summary for the MORS Sponsors addressing the workshop objectives, findings, conclusions and recommendations will be offered within 60 days.
This will be in the form of a report and a scripted briefing that lists gaps and shortfalls between the communities and opportunities for cooperation. 
This will include identification of current tools used by the communities and potential areas for tool and data sharing, as well as current repositories of data and information. 
A proceedings document containing summaries of all sessions and annotated copies of appropriate briefing slides and presentations.
The MORS Synthesis Group will provide documentation listing actionable items to pursue that will facilitate the ORSA community in supporting Homeland Security-Homeland Defense Decision Support Workshop.
Each working group will present a recommended analysis approach for each of their topics, including a course of action for implementing the approach.  These suggested approaches will identify current tools, models, methods and metrics that may be used in assessing the effectiveness of Homeland Security and Homeland Defense. 
Further, recommendations for future workshops and working group meetings that will concentrate on specific areas will be proposed for Sponsor consideration.
An article summarizing the meeting and its findings will be produced and submitted to PHALANX in time for the next deadline after the meeting.
A general session presentation will be made at the 74th MORSS.

7. Milestone Table

See the Homeland Security-Homeland Defense Decision Support Plan of Actions & Milestones.

8. Proponent:  TBD

9. Planning and Organizing Committee

General Chair: Tom Denesia, NORAD-NORTHCOM/AN

General Co-Chair: Dr. Andy Loerch, George Mason University

Technical Co-Chairs: Jack Keane, JHU/APL

Synthesis Chair: Roy Reiss, AFSAA

Group: Glen Roussos, N-NC/AN and Dr. Lynee Murray, NAVSEA/NUWC

Site Coordinator: Jack Keane, JHU/APL

Administrative Coordinators: Brian Engler, Executive Vice-President, MORS and Natalie Kelly, Vice-President for Admin, MORS

MORS Bulldog: Kirk Michealson, Lockheed Martin Center for Innovation

Working Group Chairs:

WG1 –  Maritime Security
Chair: Kelly Leone, HLS-HIS
Co-Chairs: Duane Boniface, JHU/APL and LCDR Jim Passarelli, United States Coast Guard 
Recorder: Otis Brooks, Jr., JHU/APL

WG 2 – Transportation
Chair: Vince Arconati, TRANSCOM
Co-Chair: CDR Scott Dix
Recorder: Doug Clark, JHU/APL

WG 3 – Air and Missile Defense
Chair: Bob Koury, Lockheed Martin Maritime Systems & Sensors
Co-Chair: Jim Muccio, AFSAA/SAFM
Recorder: Linda Phipps, JHU/APL

WG 4 – Land Defense
Chair: Don Clements, OSD(PA&E) SAC
Co-Chair: Jeff Paulus, OSD(PA&E) SAC (AT&T)
Recorder: Erin Halferty, JHU/APL

WG 5 – Consequence Management
Chair: Rick Joy, ERDC (TRAC-Monterey)
Co-Chairs: Sam Clovis, HLS-HIS and Capt Timothy Porter, NORAD-USNORTHCOM/AN
Recorder: Matt Garr, JHU/APL

WG 6 – Scenario Drivers
Chair: Clay Bowen, AFSAA/SAAB
Co-Chair: Neal Siegel, N NC/AN
Recorder: Jeff Levin, JHU/APL

Sponsor/Service Reps:
Air Force:
Roy Reiss, AFSAA
Army: COL Hòa Generazio, ODUSA(OR)
Navy: Herb Cupo, N81
Marine Corps: Col Greg Reuss, MCCDC S&A
Joint Staff: Bob Orlov, Joint Staff (J8)
OSD: Jim Bexfield, FS, OSD(PA&E)

10. Administrative

Name: Homeland Security-Homeland Defense Decision Support
Dates: 15-17 November 2005
Location: The Johns Hopkins University/Applied Physics Laboratory, Laurel, MD
Fees:
Entire Workshop: US Federal Government $260 and $520 for all others
Plenary (Day 1) Only: US Federal Government $140 and $280 for all others
Attendance: 200 people, by invitation
Classification: CLASSIFIED

11. Agenda

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Last modified: December 07, 2005